Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raphael Raynal

  IRN RXR00108

  • [FCA CF] Manager of certification employee (7 Mar 2024 to 4 Oct 2024)
  • [FCA CF] Client dealing (4 Jan 2022 to 4 Oct 2024)
• Raymond Singh

  IRN RXS00887

  • [FCA CF] Manager of certification employee (since 5 Jun 2023)
  • [FCA CF] Client dealing (since 5 Jun 2023)
• Richard Andrew Ford

  IRN RAF01094

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 30 Sep 2024)
  • [FCA CF] Client dealing (4 Jan 2022 to 30 Sep 2024)
• Robert St. John Harradine

  IRN RSH01068

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 6 Mar 2026)
  • [FCA CF] Client dealing (4 Jan 2022 to 6 Mar 2026)
• Romana Tasevska

  IRN RXT00087

  • [FCA CF] Manager of certification employee (since 7 Mar 2025)
  • [FCA CF] Client dealing (since 9 Aug 2022)
• Ruairi O'Healai

  IRN RXO01180

  • SMF3 Executive Director (since 4 May 2022)
  • SMF1 Chief Executive (since 4 May 2022)
• Ryan Christopher Walsh

  IRN RCW01113

  • CF30 Customer (22 Aug 2017 to 8 Sep 2017)
• Sahil Tandon

  IRN SXT17560

  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Sam Beller

  IRN SXB01152

  • [FCA CF] Manager of certification employee (since 7 Mar 2025)
  • [FCA CF] Client dealing (since 1 Mar 2023)
• Samantha Pandolfi

  IRN SXP01194

  • [FCA CF] Manager of certification employee (since 14 May 2024)
  • [FCA CF] Client dealing (since 14 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)

No changes recorded yet.