Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Harrison

  IRN SXS02663

  • [FCA CF] Client dealing (4 Jan 2022 to 30 May 2022)
  • [FCA CF] Manager of certification employee (4 Jan 2022 to 30 May 2022)
• Shane McNamara

  IRN SXM00459

  • [FCA CF] Manager of certification employee (since 10 Sep 2024)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Shuai Zhang

  IRN SXZ01098

  • [FCA CF] Client dealing (since 4 Jan 2022)
  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
• Simon Richard Class

  IRN SRC01152

  • [FCA CF] Client dealing (4 Jan 2022 to 24 Jul 2022)
  • [FCA CF] Manager of certification employee (4 Jan 2022 to 24 Jul 2022)
• Tarek Soliman

  IRN TXS30016

  • [FCA CF] Manager of certification employee (since 12 Jul 2022)
  • [FCA CF] Client dealing (since 12 Jul 2022)
• Taylor Jenkins

  IRN TXJ00111

  • [FCA CF] Manager of certification employee (since 23 Feb 2022)
  • [FCA CF] Client dealing (since 23 Feb 2022)
• Timothy Palmer Brown

  IRN TXB00560

  • [FCA CF] Client dealing (15 Apr 2024 to 21 Sep 2024)
• Tjalling Joost Halbertsma

  IRN TJH01070

  • SMF1 Chief Executive (9 Dec 2019 to 4 May 2022)
  • CF3 Chief Executive (9 Aug 2019 to 8 Dec 2019)
• Vanessa Cheboh

  IRN VXC00071

  • [FCA CF] Material risk taker (1 Nov 2021 to 8 Feb 2024)
• Viraj Gupta

  IRN VXG00106

  • [FCA CF] Client dealing (since 8 Jan 2025)

No changes recorded yet.