Simon Richard Class

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eaton Vance Advisers International Ltd (no longer approved here)

    FRN 772389

    • [FCA CF] Client dealing (4 Jan 2022 to 24 Jul 2022)
    • [FCA CF] Manager of certification employee (4 Jan 2022 to 24 Jul 2022)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Client dealing (7 Mar 2020 to 24 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 24 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2020 to 24 Jul 2022)
    • CF30 Customer (19 Aug 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.