Richard Andrew Ford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (25 Mar 2024 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 30 Sep 2024)
    • [FCA CF] Material risk taker (7 Mar 2020 to 30 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2020 to 30 Sep 2024)
    • CF30 Customer (21 Oct 2008 to 8 Dec 2019)
    • CF27 Investment Management (12 Dec 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Apr 2002 to 12 Dec 2003)
  • Eaton Vance Advisers International Ltd (no longer approved here)

    FRN 772389

    • [FCA CF] Manager of certification employee (4 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (4 Jan 2022 to 30 Sep 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (28 Dec 2012 to 6 Mar 2016)
    • CF27 Investment Management (8 Apr 2002 to 12 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (2 Sep 2008 to 26 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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