Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (25 Mar 2024 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2026)
    • [FCA CF] Client dealing (7 Mar 2020 to 6 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Eaton Vance Advisers International Ltd (no longer approved here)

    FRN 772389

    • [FCA CF] Client dealing (4 Jan 2022 to 6 Mar 2026)
    • [FCA CF] Manager of certification employee (4 Jan 2022 to 6 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.