Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (since 17 Nov 2017)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (17 Nov 2017 to 1 Oct 2022)
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Eaton Vance Advisers International Ltd
FRN 772389
- SMF3 Executive Director (since 4 May 2022)
- SMF1 Chief Executive (since 4 May 2022)
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Morgan Stanley Investment Management Limited
FRN 121920
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (19 Apr 2017 to 8 Dec 2019)
- CF28 Systems and controls (16 Nov 2011 to 13 Apr 2017)
- CF1 Director (16 Nov 2011 to 8 Dec 2019)
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- CF28 Systems and controls (4 Feb 2016 to 13 Apr 2017)
- CF3 Chief Executive (14 Dec 2015 to 24 Jan 2018)
- CF8 Apportionment and Oversight (14 Dec 2015 to 24 Jan 2018)
- CF1 Director (16 Nov 2011 to 6 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.