Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • SMF18 Other Overall Responsibility (since 17 Nov 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Material risk taker (since 7 Mar 2024)
    • SMF18 Other Overall Responsibility (17 Nov 2017 to 1 Oct 2022)
    • SMF3 Executive Director (since 4 May 2022)
    • SMF1 Chief Executive (since 4 May 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (19 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (16 Nov 2011 to 13 Apr 2017)
    • CF1 Director (16 Nov 2011 to 8 Dec 2019)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • CF28 Systems and controls (4 Feb 2016 to 13 Apr 2017)
    • CF3 Chief Executive (14 Dec 2015 to 24 Jan 2018)
    • CF8 Apportionment and Oversight (14 Dec 2015 to 24 Jan 2018)
    • CF1 Director (16 Nov 2011 to 6 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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