Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Filippo Boselli

  IRN FXB00047

  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Frederick Marius

  IRN FSM01018

  • SMF3 Executive Director (9 Dec 2019 to 16 Apr 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2021)
  • CF1 Director (22 Aug 2017 to 8 Dec 2019)
• Gabriel Kadasi

  IRN GXK00070

  • [FCA CF] Client dealing (since 4 Jan 2022)
  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
• Hari Narain Palligaranai Thirumalai

  IRN HNT01001

  • [FCA CF] Client dealing (since 7 Mar 2024)
  • [FCA CF] Manager of certification employee (since 7 Mar 2024)
  • [FCA CF] Material risk taker (12 Dec 2019 to 1 Sep 2023)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Hussein Khattab

  IRN HXK00137

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
• Iain Dennis McNaught

  IRN IXM01163

  • [FCA CF] Manager of certification employee (since 14 May 2024)
  • [FCA CF] Client dealing (since 14 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
  • CF30 Customer (22 Aug 2017 to 5 Dec 2018)
• Ian Kirwan

  IRN ITK01000

  • [FCA CF] Client dealing (since 14 May 2024)
  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Isabelle Meyer

  IRN IXM01573

  • [FCA CF] Client dealing (since 24 Oct 2024)
  • [FCA CF] Manager of certification employee (since 24 Oct 2024)
• Javier de Haro Martin

  IRN JXD00799

  • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • [FCA CF] Client dealing (since 18 Sep 2023)
• Jeffrey Mueller

  IRN JDM01192

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 May 2022)
  • CF1 Director (9 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)

No changes recorded yet.