Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Client dealing (since 24 Oct 2024)
- [FCA CF] Manager of certification employee (since 24 Oct 2024)
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Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Manager of certification employee (since 24 Oct 2024)
- [FCA CF] Client dealing (since 24 Oct 2024)
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- [FCA CF] Client dealing (22 Mar 2022 to 29 Mar 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
- CF30 Customer (7 May 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
- CF30 Customer (7 May 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.