Hari Narain Palligaranai Thirumalai

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Material risk taker (12 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 28 Jan 2022)
    • [FCA CF] Client dealing (since 28 Jan 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (5 Feb 2010 to 20 Oct 2010)
    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.