Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Client dealing (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (12 Dec 2019 to 1 Sep 2023)
- CF30 Customer (22 Aug 2017 to 8 Dec 2019)
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Manager of certification employee (since 28 Jan 2022)
- [FCA CF] Client dealing (since 28 Jan 2022)
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- CF30 Customer (5 Feb 2010 to 20 Oct 2010)
- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.