Jeffrey Mueller

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Significant management (since 25 Mar 2024)
- [FCA CF] Client dealing (since 28 Jan 2022)
- [FCA CF] Manager of certification employee (since 28 Jan 2022)
Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 23 May 2022)
- CF1 Director (9 Aug 2019 to 8 Dec 2019)
- CF30 Customer (22 Aug 2017 to 8 Dec 2019)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (14 Apr 2010 to 6 Feb 2015)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (14 Apr 2010 to 6 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.