Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 May 2024)
    • [FCA CF] Client dealing (since 14 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (22 Aug 2017 to 5 Dec 2018)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (17 Feb 2015 to 31 Jul 2015)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.