Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Manager of certification employee (since 14 May 2024)
- [FCA CF] Client dealing (since 14 May 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
- CF30 Customer (22 Aug 2017 to 5 Dec 2018)
-
- CF30 Customer (17 Feb 2015 to 31 Jul 2015)
-
- CF30 Customer (1 Nov 2007 to 3 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 3 Dec 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.