DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth David Hayter

  IRN GDH01067

  • CF29 Significant management (1 Nov 2007 to 26 Jun 2009)
  • CF19 Significant Mgt (Financial Resources) (26 Feb 2007 to 31 Oct 2007)
  • CF1 Director (26 Feb 2007 to 26 Jun 2009)
• Gary Spotswood

  IRN GXS01929

  • CF28 Systems and controls (22 Feb 2012 to 18 Jun 2012)
• Gianluca Minella

  IRN GXM02398

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
  • CF30 Customer (31 Jan 2017 to 8 Dec 2019)
• Gianluca Muzzi

  IRN GXM01901

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2020)
  • CF30 Customer (22 Feb 2011 to 8 Dec 2019)
  • CF1 Director (9 Feb 2011 to 16 Jul 2019)
• Gordon Kirkwood

  IRN GWK01020

  • [FCA CF] Manager of certification employee (since 21 May 2025)
  • [FCA CF] Client dealing (since 15 Jul 2021)
• Guido Lombardi

  IRN GXL01422

  • [FCA CF] Manager of certification employee (28 Sep 2020 to 15 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2024)
  • CF30 Customer (18 Dec 2015 to 8 Dec 2019)
• Hamish Macphail Massie MacKenzie

  IRN HMM01046

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (6 Oct 2016 to 8 Dec 2019)
  • CF1 Director (6 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
• Harold Marie Jean-Loup D'Hauteville

  IRN HMD01028

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Heike Verena Nott

  IRN HVN01001

  • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
  • CF15 Internal Audit (21 Mar 2007 to 31 Oct 2007)
• Helena Jane Turley

  IRN HJT01021

  • CF30 Customer (13 Dec 2010 to 5 Jan 2015)

No changes recorded yet.