Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF15 Internal Audit (5 Dec 2006 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF15 Internal Audit (5 Dec 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF15 Internal Audit (11 Dec 2006 to 31 Oct 2007)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF15 Internal Audit (21 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.