Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DWS Alternatives Global Limited
FRN 458997
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (6 Oct 2016 to 8 Dec 2019)
- CF30 Customer (13 Mar 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (7 Mar 2016 to 2 Apr 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Aug 2006 to 6 Oct 2006)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.