Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strata Global Limited (no longer approved here)

    FRN 563834

    • CF1 Director (AR) (16 Feb 2021 to 17 Jan 2022)
    • CF30 Customer (16 Feb 2021 to 17 Jan 2022)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • SMF3 Executive Director (9 Dec 2019 to 25 Feb 2020)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (18 May 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2020)
    • CF30 Customer (22 Feb 2011 to 8 Dec 2019)
    • CF1 Director (9 Feb 2011 to 16 Jul 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Nov 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.