Guido Lombardi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited

    FRN 429806

    • [FCA CF] Manager of certification employee (since 28 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 May 2017 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (28 Sep 2020 to 15 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2024)
    • CF30 Customer (18 Dec 2015 to 8 Dec 2019)
  • Bourne Park Capital Limited (no longer approved here)

    FRN 195914

    • CF30 Customer (2 Nov 2012 to 30 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.