DIGITAL PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  Caroll Insurance Group Ltd

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +4402076455417

  Web

  https://www.carrolls.co.uk

• Complaints Contact

  Caroll Insurance Group Ltd

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +4402076455417

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Julian Edward Jervis Fuller

  IRN JEF01095

  • CF1 Director (AR) (15 Mar 2016 to 1 Nov 2016)
• MICHAEL WILLIAM CAIRNS

  IRN MWC01082

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2020)
  • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
  • CF29 Significant management (6 Mar 2017 to 8 Dec 2019)
  • CF28 Systems and controls (22 Jul 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Jul 2015 to 8 Dec 2019)
  • CF1 Director (20 Oct 2010 to 8 Dec 2019)
• Mathew Neil Peacock

  IRN MNP01036

  • CF3 Chief Executive (AR) (21 Jul 2015 to 31 Dec 2015)
• Maximilian Hugh Carter

  IRN MHC01046

  • CF1 Director (AR) (15 Jul 2014 to 12 Jul 2017)
• Mitchell Graham Marescia

  IRN MGM01104

  • CF2 Non Executive Director (AR) (14 Mar 2014 to 12 Mar 2018)
• Noel Christopher Lenihan

  IRN NCL01025

  • SMF3 Executive Director (23 Apr 2020 to 7 Nov 2025)
• Peter Robert Carroll

  IRN PRC01099

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF1 Chief Executive (9 Dec 2019 to 11 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
• Philip Alfred Norman

  IRN PAN01053

  • CF1 Director (14 Jan 2005 to 30 Nov 2008)
• Roderick Alistair Buchanan Duff

  IRN RAD01141

  • CF3 Chief Executive (AR) (27 Mar 2014 to 12 Mar 2018)
  • CF1 Director (AR) (27 Mar 2014 to 12 Mar 2018)
• Sami Saad Sulaiman

  IRN SSS01133

  • Responsible for Insurance Distribution (27 Jan 2023 to 9 Aug 2024)
  • SMF3 Executive Director (27 Jan 2023 to 9 Aug 2024)

• Richard Justin McCarthy (no longer appointed)

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• Nova Marine Risk Limited (no longer appointed)

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No changes recorded yet.