DIGITAL PORTFOLIO SOLUTIONS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Caroll Insurance Group Ltd75 King William StreetLondonCity Of LondonEC4N 7BEUNITED KINGDOM- Phone
- +4402076455417
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Complaints Contact
Caroll Insurance Group Ltd75 King William StreetLondonCity Of LondonEC4N 7BEUNITED KINGDOM- Phone
- +4402076455417
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sandra Rose Coleman
IRN SRC01157
- CF1 Director (3 Aug 2012 to 20 Aug 2013)
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Scott Stewart Kennedy
IRN SSK01072
- SMF3 Executive Director (since 27 Jun 2025)
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Scott William Hough
IRN SWH01043
- SMF3 Executive Director (24 Jan 2025 to 13 Jun 2025)
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Simon Marlow
IRN SXM04328
- SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
- CF1 Director (6 Jul 2018 to 8 Dec 2019)
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Sindy Goldstone
IRN SXG01426
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2020 to 25 Nov 2025)
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Terence Harvey
IRN TXH01309
- Responsible for Insurance Mediation (15 Dec 2005 to 30 Jun 2013)
- CF1 Director (15 Dec 2005 to 1 Feb 2012)
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Warren Justin Hunter
IRN WJH01086
- SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
- CF1 Director (12 Feb 2018 to 8 Dec 2019)
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Wehann Smith
IRN WXS01340
- CF1 Director (AR) (24 May 2016 to 10 Oct 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Richard Justin McCarthy (no longer appointed)
FRN 824119 · Appointed 24 Oct 2018 · Until 28 Jul 2020
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Graham Marshall and Associates Limited (no longer appointed)
FRN 823970 · Appointed 23 Oct 2018 · Until 28 Jul 2020
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New Dawn Security Risk Limited (no longer appointed)
FRN 732815 · Appointed 20 Jan 2016 · Until 20 Feb 2017
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Nova Marine Risk Limited (no longer appointed)
FRN 732798 · Appointed 20 Jan 2016 · Until 25 Apr 2016
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London European Brokers Limited (no longer appointed)
FRN 707807 · Appointed 23 Jun 2015 · Until 17 Feb 2016
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New Dawn Risk Group Limited (no longer appointed)
FRN 481698 · Appointed 13 Jun 2014 · Until 13 Jul 2017
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Whitehall Court Insurance Brokers Limited (no longer appointed)
FRN 617029 · Appointed 11 Mar 2014 · Until 3 Apr 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.