Sindy Goldstone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DIGITAL PORTFOLIO SOLUTIONS LIMITED (no longer approved here)
FRN 310328
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2020 to 25 Nov 2025)
Carroll & Partners Limited (no longer approved here)
FRN 310833
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- CF1 Director (7 Mar 2017 to 8 Dec 2019)
- CF29 Significant management (11 Sep 2015 to 13 Sep 2019)
ALSFORD PAGE & GEMS LTD (no longer approved here)
FRN 313489
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Oct 2025)
PSC UK INSURANCE BROKERS LIMITED (no longer approved here)
FRN 457721
- [FCA CF] CASS oversight function (9 Dec 2019 to 2 Feb 2022)
Breeze Underwriting Limited (no longer approved here)
FRN 793757
- [FCA CF] CASS oversight function (9 Dec 2019 to 22 Oct 2025)
CHASE GLOBAL UK LTD (no longer approved here)
FRN 800005
- [FCA CF] CASS oversight function (9 Dec 2019 to 7 Nov 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.