Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2020)
- SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
- CF29 Significant management (6 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jul 2015 to 8 Dec 2019)
- CF28 Systems and controls (22 Jul 2015 to 8 Dec 2019)
- CF1 Director (20 Oct 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.