Maximilian Hugh Carter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Dawn Risk Group Limited

    FRN 773018

    • SMF9 Chair of the Governing Body (since 26 Jun 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (8 Sep 2020 to 15 Aug 2022)
    • Responsible for Insurance Mediation (14 Jul 2017 to 30 Sep 2018)
    • CF1 Director (14 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jul 2017 to 8 Dec 2019)
  • New Dawn Risk (UK) Ltd (no longer approved here)

    FRN 932098

    • (1)Employed By (8 Sep 2020 to 15 Aug 2022)
  • DIGITAL PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 310328

    • CF1 Director (AR) (15 Jul 2014 to 12 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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