New Dawn Risk Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Angus Geoffrey Michael Priestley Simpson
IRN AGP01112
- Director of firm who is not a certification employee or a SMF manager (since 28 Jan 2022)
Constance Alice Dyson
IRN CAH01238
- CF1 Director (AR) (since 8 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jul 2017 to 8 Dec 2019)
James Bullock-Webster
IRN JXB01159
- SMF3 Executive Director (since 28 Sep 2022)
Maximilian Hugh Carter
IRN MHC01046
- SMF9 Chair of the Governing Body (since 26 Jun 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (8 Sep 2020 to 15 Aug 2022)
- Responsible for Insurance Mediation (14 Jul 2017 to 30 Sep 2018)
- CF3 Chief Executive (14 Jul 2017 to 8 Dec 2019)
- CF1 Director (14 Jul 2017 to 8 Dec 2019)
Thomas Malcolm
IRN TXM00253
- SMF3 Executive Director (since 5 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

Doe & Emuss Limited
FRN 1017903 · Appointed 26 Sep 2024
New Dawn Risk (UK) Ltd
FRN 932098 · Appointed 17 Aug 2020
Quotient Risk Partners Ltd (no longer appointed)
FRN 966802 · Appointed 5 Jan 2022 · Until 16 Aug 2022
New Dawn Risk (Europe) Ltd (no longer appointed)
FRN 957614 · Appointed 27 Aug 2021 · Until 10 May 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.