Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Carroll & Partners Limited
FRN 310833
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF3 Executive Director (21 Jul 2020 to 11 Dec 2020)
- CF1 Director (14 Jan 2005 to 11 Oct 2007)
- CF3 Chief Executive (14 Jan 2005 to 11 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 11 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 11 Oct 2007)
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DIGITAL PORTFOLIO SOLUTIONS LIMITED
FRN 310328
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF1 Chief Executive (9 Dec 2019 to 11 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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- CF2 Non Executive Director (10 Jul 2002 to 7 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.