DG Partners LLP

• Principal Place of Business

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

  Web

  http://www.dgpartners.co.uk

• Complaints Contact

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Joseph Gabay

  IRN DJG01132

  • CF30 Customer (29 Jan 2008 to 16 Feb 2009)
  • CF4 Partner (21 Aug 2007 to 16 Feb 2009)
• Darren Michael Gibson

  IRN DMG01098

  • CF21 Investment Adviser (12 Sep 2005 to 31 Dec 2005)
• David James Rule

  IRN DJR01239

  • CF30 Customer (7 Nov 2011 to 14 Jan 2014)
  • CF26 Customer Trading (3 Nov 2005 to 31 Oct 2007)
• David Michael Gorton

  IRN DMG01064

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Mar 2003 to 31 Oct 2007)
  • CF4 Partner (26 Mar 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (26 Mar 2003 to 31 Oct 2007)
  • CF3 Chief Executive (26 Mar 2003 to 8 Dec 2019)
• Davina Rix

  IRN DXR00206

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Denis Denys Minayev

  IRN DXM01734

  • CF30 Customer (18 Mar 2008 to 19 Sep 2009)
• Denis Joseph O'Connell

  IRN DJO01067

  • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
  • CF4 Partner (27 Sep 2005 to 17 Jan 2008)
  • CF27 Investment Management (4 Mar 2005 to 31 Oct 2007)
• Dg Furbs Ltd

  IRN DXF01201

  • CF4 Partner (26 Mar 2003 to 6 May 2008)
• Edward Michael mansfield

  IRN EMM01056

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Elizabeth Anne FitzGerald

  IRN EAF00016

  • CF10 Compliance Oversight (9 Jul 2007 to 30 Apr 2009)
  • CF11 Money Laundering Reporting (9 Jul 2007 to 30 Apr 2009)
  • CF4 Partner (10 Mar 2005 to 30 Apr 2009)

No changes recorded yet.