DG Partners LLP

• Principal Place of Business

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

  Web

  http://www.dgpartners.co.uk

• Complaints Contact

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emily Mutter

  IRN EXM00134

  • [FCA CF] Client dealing (9 Mar 2020 to 25 Jun 2021)
• Fangyuan Tian

  IRN FXT00054

  • [FCA CF] Client dealing (27 Mar 2023 to 8 Apr 2024)
• Fergus McCarrick

  IRN FXM01519

  • CF30 Customer (18 Feb 2013 to 6 Jun 2016)
• GEMMA ELIZABETH WARD

  IRN GEW01052

  • CF30 Customer (1 May 2013 to 28 Nov 2014)
• Garry John Bunclark

  IRN GJB01075

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF26 Customer Trading (3 May 2005 to 31 Oct 2007)
• Gavin Lawson

  IRN GXL01331

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF26 Customer Trading (22 May 2007 to 31 Oct 2007)
• Georgios Cotsikis

  IRN GXC01217

  • CF27 Investment Management (4 Aug 2006 to 7 Sep 2007)
  • CF26 Customer Trading (10 May 2006 to 4 Aug 2006)
• Gerard Francis Mercer Reynolds

  IRN GFR01016

  • CF11 Money Laundering Reporting (1 Sep 2009 to 27 Jul 2012)
  • CF10 Compliance Oversight (6 May 2009 to 27 Jul 2012)
  • CF28 Systems and controls (1 Nov 2007 to 21 Jun 2013)
  • CF14 Risk Assessment (12 Sep 2007 to 31 Oct 2007)
  • CF4 Partner (12 Sep 2007 to 21 Jun 2013)
• Gleb Sandmann

  IRN GXS01227

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF27 Investment Management (2 Jun 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (20 Apr 2005 to 2 Jun 2006)
  • CF4 Partner (20 Apr 2005 to 1 Apr 2008)
• Haavard Kverneland

  IRN HXK01273

  • CF30 Customer (31 May 2011 to 21 Aug 2015)

No changes recorded yet.