Date authorised
1 April 2013
Companies House
OC302881
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200
  • Complaints Contact

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain Doran

    IRN IXD01176

    • CF4 Partner (14 Oct 2011 to 31 Aug 2019)
  • Ian David Bowell

    IRN IDB01060

    • CF4 Partner (5 Apr 2007 to 1 Jun 2011)
  • Ilhan Goren

    IRN IXG01162

    • CF30 Customer (11 Apr 2008 to 2 May 2011)
  • Irfan Nazir

    IRN IXN00016

    • [FCA CF] Client dealing (since 15 Oct 2024)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • James Elsley

    IRN JXE01523

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2023)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Jason Andrew Freeman

    IRN JXF01184

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF27 Investment Management (23 Apr 2007 to 31 Oct 2007)
  • Jean-Luc Jaques Vila

    IRN JXV01046

    • CF27 Investment Management (26 Mar 2003 to 3 Dec 2003)
  • Jeremy Edward Gelber

    IRN JXG01418

    • CF30 Customer (1 Nov 2007 to 3 Mar 2009)
    • CF4 Partner (27 Oct 2006 to 3 Mar 2009)
    • CF27 Investment Management (18 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jun 2005 to 18 Sep 2006)
  • John Anthony Leonard

    IRN JAL01219

    • CF30 Customer (1 Nov 2007 to 19 Aug 2008)
    • CF27 Investment Management (21 May 2007 to 31 Oct 2007)
  • John Michael Platt

    IRN JMP01090

    • CF27 Investment Management (12 Jun 2007 to 21 Sep 2007)
    • CF21 Investment Adviser (12 Jun 2007 to 12 Jun 2007)
    • CF4 Partner (31 May 2007 to 21 Dec 2007)
    • CF26 Customer Trading (31 May 2007 to 12 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.