DG Partners LLP

• Principal Place of Business

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

  Web

  http://www.dgpartners.co.uk

• Complaints Contact

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jolyon William Michael Seton Manning

  IRN JWM01094

  • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
  • CF27 Investment Management (29 Jun 2004 to 31 Oct 2007)
• Jonathan Creese

  IRN JEC01099

  • CF27 Investment Management (28 Apr 2003 to 22 Jul 2003)
• Kannan Niththyananthan

  IRN KXN01029

  • CF30 Customer (1 Nov 2007 to 20 May 2009)
  • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
  • CF4 Partner (11 Aug 2004 to 20 May 2009)
  • CF26 Customer Trading (26 Nov 2003 to 31 Oct 2005)
• Karl Mannion

  IRN KXM01597

  • CF30 Customer (1 Jan 2011 to 8 Apr 2013)
• Katie Gannon

  IRN KXG01269

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF26 Customer Trading (17 Jul 2007 to 31 Oct 2007)
• Libera Lina Melella

  IRN LLM00007

  • CF26 Customer Trading (27 Mar 2007 to 20 Sep 2007)
• Marcus Adams

  IRN MCA01052

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF26 Customer Trading (9 Aug 2006 to 31 Oct 2007)
• Marcus James Browning

  IRN MJB01312

  • CF4 Partner (20 Jun 2008 to 31 Oct 2009)
  • CF30 Customer (20 Jun 2008 to 31 Oct 2009)
• Mark Anthony McLornan

  IRN MAM01106

  • CF4 Partner (11 Aug 2004 to 26 Oct 2005)
  • CF27 Investment Management (28 Apr 2003 to 26 Oct 2005)
  • CF21 Investment Adviser (26 Mar 2003 to 28 Apr 2003)
• Mark Bedford Corbett

  IRN MXC01361

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Mar 2003 to 24 Jun 2003)
  • CF11 Money Laundering Reporting (26 Mar 2003 to 11 Jul 2007)
  • CF10 Compliance Oversight (26 Mar 2003 to 11 Jul 2007)
  • CF4 Partner (26 Mar 2003 to 30 Jun 2011)

No changes recorded yet.