Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DG Partners LLP (no longer approved here)

    FRN 218913

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Mar 2003 to 11 Jul 2007)
    • CF10 Compliance Oversight (26 Mar 2003 to 11 Jul 2007)
    • CF21 Investment Adviser (26 Mar 2003 to 24 Jun 2003)
    • CF4 Partner (26 Mar 2003 to 30 Jun 2011)
  • BH-DG Systematic Trading LLP (no longer approved here)

    FRN 540897

    • (2)[FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2020)
    • (1)CF30 Customer (19 May 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (28 Aug 2002 to 31 Mar 2003)
    • CF21 Investment Adviser (28 Aug 2002 to 31 Mar 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF27 Investment Management (28 Aug 2002 to 31 Mar 2003)
    • CF21 Investment Adviser (28 Aug 2002 to 31 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF27 Investment Management (28 Aug 2002 to 31 Mar 2003)
    • CF21 Investment Adviser (28 Aug 2002 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF30 Customer at BH-DG Systematic Trading LLP

  2. controlled function added: (2)[FCA CF] Client dealing at BH-DG Systematic Trading LLP