Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (28 Feb 2013 to 6 Dec 2019)
    • CF30 Customer (18 Dec 2009 to 8 Dec 2019)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF30 Customer (1 Nov 2007 to 20 May 2009)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
    • CF4 Partner (11 Aug 2004 to 20 May 2009)
    • CF26 Customer Trading (26 Nov 2003 to 31 Oct 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.