Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (28 Feb 2013 to 6 Dec 2019)
- CF30 Customer (18 Dec 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 20 May 2009)
- CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
- CF4 Partner (11 Aug 2004 to 20 May 2009)
- CF26 Customer Trading (26 Nov 2003 to 31 Oct 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.