David Michael Gorton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DG Partners LLP

    FRN 218913

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Mar 2003 to 31 Oct 2007)
    • CF27 Investment Management (26 Mar 2003 to 31 Oct 2007)
    • CF3 Chief Executive (26 Mar 2003 to 8 Dec 2019)
    • CF4 Partner (26 Mar 2003 to 8 Dec 2019)
  • BH-DG Systematic Trading LLP (no longer approved here)

    FRN 540897

    • (69)SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2026)
    • (68)SMF27 Partner (9 Dec 2019 to 1 Apr 2026)
    • (73)[FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • (72)CF3 Chief Executive (1 Sep 2011 to 8 Dec 2019)
    • (71)CF4 Partner (1 Sep 2011 to 8 Dec 2019)
    • (70)CF30 Customer (1 Sep 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (22 Jul 2002 to 22 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF27 Investment Management (22 Jul 2002 to 22 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (22 Jul 2002 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at BH-DG Systematic Trading LLP

  2. controlled function removed: SMF1 Chief Executive at BH-DG Systematic Trading LLP

  3. controlled function removed: SMF27 Partner at BH-DG Systematic Trading LLP

  4. controlled function added: (68)SMF27 Partner at BH-DG Systematic Trading LLP

  5. controlled function added: (69)SMF1 Chief Executive at BH-DG Systematic Trading LLP

  6. controlled function added: (70)CF30 Customer at BH-DG Systematic Trading LLP

  7. controlled function added: (71)CF4 Partner at BH-DG Systematic Trading LLP

  8. controlled function added: (72)CF3 Chief Executive at BH-DG Systematic Trading LLP

  9. controlled function added: (73)[FCA CF] Client dealing at BH-DG Systematic Trading LLP