Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 27 Jan 2020)
    • SMF16 Compliance Oversight (since 27 Jan 2020)
  • Financial Compliance Limited (no longer approved here)

    FRN 772721

    • CF1 Director (AR) (5 Jun 2018 to 24 Jan 2020)
  • Chenavari Credit Partners LLP (no longer approved here)

    FRN 484392

    • CF4 Partner (12 Apr 2013 to 22 Oct 2015)
    • CF30 Customer (12 Apr 2013 to 22 Oct 2015)
  • Privet Capital LLP (no longer approved here)

    FRN 498427

    • CF30 Customer (18 Dec 2009 to 17 Sep 2012)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF21 Investment Adviser (12 Sep 2005 to 31 Dec 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (5 Apr 2005 to 19 Aug 2005)
    • CF22 Investment Adviser (Trainee) (30 Nov 2004 to 5 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.