Privet Capital LLP

Date authorised
1 April 2013
Companies House
OC342941
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Duke Street Mansions
    70 Duke Street
    London
    W1K 6JX
    UNITED KINGDOM
    Phone
    +4407799587619
    Web
    https://www.privetcapital.co.uk

  • Complaints Contact

    4 Duke Street Mansions
    70 Duke Street
    London
    Westminster
    W1K 6JX
    UNITED KINGDOM
    Phone
    +447799587619

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Michael Gibson

    IRN DMG01098

    • CF30 Customer (18 Dec 2009 to 17 Sep 2012)
  • Emilie Loyer

    IRN EXL01161

    • CF30 Customer (1 Jul 2009 to 8 Feb 2017)
  • Ian Peter Astley

    IRN IPA01004

    • CF30 Customer (26 Jan 2010 to 8 Feb 2017)
  • Michael Patrick Henebery

    IRN MPH01055

    • CF30 Customer (7 Jan 2010 to 17 Sep 2012)
  • Privet Capital Services Limited

    IRN XXP01092

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
  • Stefan Dimitrov Vatchev

    IRN SXV01140

    • CF30 Customer (1 Jul 2009 to 1 Nov 2010)
  • Stephen Charles Keating

    IRN SCK01019

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.