Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Manager of certification employee (since 3 Mar 2023)
- [FCA CF] Client dealing (since 6 Mar 2017)
- CF30 Customer (1 Nov 2007 to 31 May 2008)
- CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (1 Jul 2009 to 1 Nov 2010)
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- CF30 Customer (2 Jun 2008 to 4 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.