David Booler SIPP Trustees Limited

• Principal Place of Business

  9 Grove Court

  Grove Park

  Enderby

  Leicester

  Leicestershire

  LE19 1SA

  UNITED KINGDOM

  Phone

  +4401162407070

• Complaints Contact

  9 Grove Court

  Grove Park

  Enderby

  Leicester

  Leicestershire

  LE19 1SA

  UNITED KINGDOM

  Phone

  +4401162407093

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew John Durrant White

  IRN AJW00075

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
  • CF10 Compliance Oversight (29 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 May 2013 to 2 Oct 2016)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Carole Alison Waghorne

  IRN CAW01152

  • SMF16 Compliance Oversight (since 3 Oct 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (12 Apr 2013 to 8 Dec 2019)
• Christopher James Ball

  IRN CJB01404

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Oct 2016 to 8 Dec 2019)
• David John Ball

  IRN DJB00074

  • CF10 Compliance Oversight (1 May 2013 to 29 Sep 2016)
  • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
  • CF1 Director (6 Apr 2007 to 29 Sep 2016)
• David John France

  IRN DJF01210

  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
  • CF10a CASS Oversight function (2 May 2013 to 8 Dec 2019)
  • CF1 Director (5 Apr 2013 to 8 Dec 2019)
• Gavin O'Neill

  IRN GJO00006

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (2 Oct 2016 to 8 Dec 2019)
  • CF1 Director (5 Apr 2013 to 8 Dec 2019)
• John - Paul Nicholson Allen

  IRN JPA01091

  • SMF3 Executive Director (since 19 Jan 2022)
• John Blake Beardsley

  IRN JBB01095

  • SMF3 Executive Director (since 17 Oct 2024)
• Paul Anthony Quaid

  IRN PAQ00002

  • SMF16 Compliance Oversight (19 Jan 2022 to 31 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
  • CF1 Director (6 Apr 2007 to 8 Dec 2019)
• Richard James Borrington

  IRN RJB01331

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Oct 2016 to 8 Dec 2019)

No changes recorded yet.