David John Ball

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Booler & Company (no longer approved here)

    FRN 146287

    • CF10 Compliance Oversight (1 May 2013 to 20 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Oct 2016)
    • CF8 Apportionment and Oversight (1 Jan 2004 to 31 Oct 2007)
    • CF1 Director (AR) (26 Mar 2003 to 20 Oct 2016)
    • CF4 Partner (1 Dec 2001 to 20 Oct 2016)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Booler SIPP Trustees Limited (no longer approved here)

    FRN 465550

    • CF10 Compliance Oversight (1 May 2013 to 29 Sep 2016)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF1 Director (6 Apr 2007 to 29 Sep 2016)
  • Spencer Hyde Financial Services Limited (no longer approved here)

    FRN 498074

    • Employed By (24 Mar 2009 to 20 Oct 2016)
  • Godkin Financial Services Limited (no longer approved here)

    FRN 482438

    • Employed By (7 May 2008 to 8 Jul 2009)
  • ParamountSM P.I.P. Limited (no longer approved here)

    FRN 481369

    • Employed By (9 Apr 2008 to 13 Aug 2012)
  • Kendall Wadley Financial Services Limited (no longer approved here)

    FRN 452571

    • Employed By (12 Jun 2006 to 27 Apr 2012)
  • Ruthlyn House Wealth Management Limited (no longer approved here)

    FRN 439964

    • (1)Employed By (7 Oct 2005 to 20 Oct 2016)
  • B W Financial Services Limited (no longer approved here)

    FRN 189042

    • (5)Employed By (26 Mar 2003 to 20 Oct 2016)
  • Tonetip Ltd (no longer approved here)

    FRN 190163

    • Employed By (26 Mar 2003 to 15 Mar 2006)
  • Nicholsons PSP Limited (no longer approved here)

    FRN 223754

    • (4)Employed By (26 Mar 2003 to 20 Oct 2016)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ruthlyn House Wealth Management Limited

  2. controlled function added: (1)Employed By at Ruthlyn House Wealth Management Limited

  3. controlled function removed: Employed By at Nicholsons PSP Limited

  4. controlled function added: (4)Employed By at Nicholsons PSP Limited

  5. controlled function removed: Employed By at Ballards FS Limited

  6. controlled function added: (2)Employed By at Ballards FS Limited

  7. controlled function removed: Employed By at B W Financial Services Limited

  8. controlled function added: (5)Employed By at B W Financial Services Limited