David John France

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Booler & Company (no longer approved here)

    FRN 146287

    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 31 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2021)
    • CF10a CASS Oversight function (2 May 2013 to 8 Dec 2019)
    • CF4 Partner (5 Apr 2013 to 8 Dec 2019)
  • David Booler SIPP Trustees Limited (no longer approved here)

    FRN 465550

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2021)
    • CF10a CASS Oversight function (2 May 2013 to 8 Dec 2019)
    • CF1 Director (5 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.