Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Booler & Company (no longer approved here)

    FRN 146287

    • SMF16 Compliance Oversight (19 Jan 2022 to 31 Oct 2024)
    • Responsible for Insurance Distribution (19 Jan 2022 to 31 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (24 Apr 2003 to 6 Apr 2022)
    • CF4 Partner (2 Jan 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Booler SIPP Trustees Limited (no longer approved here)

    FRN 465550

    • SMF16 Compliance Oversight (19 Jan 2022 to 31 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Integra Wealth Management Limited (no longer approved here)

    FRN 835254

    • (1)Employed By (7 Mar 2019 to 31 Oct 2024)
  • Ballards FS Limited (no longer approved here)

    FRN 224308

    • (8)Employed By (3 Feb 2016 to 31 Oct 2024)
  • Vaughan Davies & Co (Pensions & Investments) Limited (no longer approved here)

    FRN 708693

    • (4)Employed By (23 Jul 2015 to 31 Oct 2024)
  • Spencer Hyde Financial Services Limited (no longer approved here)

    FRN 498074

    • Employed By (24 Mar 2009 to 31 Oct 2024)
  • Godkin Financial Services Limited (no longer approved here)

    FRN 482438

    • Employed By (7 May 2008 to 8 Jul 2009)
  • Kendall Wadley Financial Services Limited (no longer approved here)

    FRN 452571

    • Employed By (12 Jun 2006 to 31 Oct 2024)
  • Ruthlyn House Wealth Management Limited (no longer approved here)

    FRN 439964

    • (6)Employed By (12 Oct 2005 to 31 Oct 2024)
  • B W Financial Services Limited (no longer approved here)

    FRN 189042

    • (9)Employed By (24 Apr 2003 to 31 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited

  2. controlled function added: (4)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited

  3. controlled function removed: Employed By at Ruthlyn House Wealth Management Limited

  4. controlled function added: (6)Employed By at Ruthlyn House Wealth Management Limited

  5. controlled function removed: Employed By at Nicholsons PSP Limited

  6. controlled function added: (9)Employed By at Nicholsons PSP Limited

  7. controlled function removed: Employed By at Integra Wealth Management Limited

  8. controlled function added: (1)Employed By at Integra Wealth Management Limited

  9. controlled function removed: Employed By at Ballards FS Limited

  10. controlled function added: (8)Employed By at Ballards FS Limited