David Booler SIPP Trustees Limited

Date authorised
1 April 2013
Companies House
04697835
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Grove Court
    Grove Park
    Enderby
    Leicester
    Leicestershire
    LE19 1SA
    UNITED KINGDOM
    Phone
    +4401162407070

  • Complaints Contact

    9 Grove Court
    Grove Park
    Enderby
    Leicester
    Leicestershire
    LE19 1SA
    UNITED KINGDOM
    Phone
    +4401162407093

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Catherine Bailey

    IRN SCC00021

    • CF10a CASS Oversight function (1 Oct 2011 to 1 May 2013)
    • CF10 Compliance Oversight (6 Apr 2007 to 1 May 2013)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 1 May 2013)
  • Vincent Carl Connolly

    IRN VCC00001

    • CF1 Director (6 Apr 2007 to 31 Oct 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.