Sarah Catherine Bailey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Booler & Company (no longer approved here)

    FRN 146287

    • CF10a CASS Oversight function (1 Oct 2011 to 1 May 2013)
    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (30 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 30 Sep 2003)
    • CF11 Money Laundering Reporting (10 Apr 2002 to 1 May 2013)
    • CF10 Compliance Oversight (10 Apr 2002 to 1 May 2013)
  • David Booler SIPP Trustees Limited (no longer approved here)

    FRN 465550

    • CF10a CASS Oversight function (1 Oct 2011 to 1 May 2013)
    • CF10 Compliance Oversight (6 Apr 2007 to 1 May 2013)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 1 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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