Date authorised
1 April 2013
Companies House
02146006
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mayank Prakash

    IRN MXP00295

    • SMF24 Chief Operations (8 Nov 2023 to 17 Apr 2025)
  • Meghan Woodwards

    IRN MXW00572

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2025)
    • [FCA CF] Manager of certification employee (15 Apr 2025 to 1 May 2025)
    • [FCA CF] Significant management (6 Feb 2024 to 1 May 2025)
  • Michael Robert Engelbach

    IRN MRE00017

    • CF1 Director (19 Apr 2002 to 12 Dec 2003)
    • CF17 Significant Mgt (Other Business Operations) (19 Apr 2002 to 12 Dec 2003)
    • CF2 Non Executive Director (1 Dec 2001 to 19 Apr 2002)
  • Miranda Fisher

    IRN MXF00501

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 19 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2024)
  • Muhammad Mustaffa

    IRN MXM00842

    • [FCA CF] Material risk taker (since 18 Sep 2025)
  • Nicholas Charles Hammans

    IRN NCH01059

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (28 Jun 2019 to 8 Dec 2019)
  • Nicholas Samuels

    IRN NJS01188

    • CF30 Customer (19 Jan 2011 to 13 Apr 2012)
  • Paul Martin Fraser Frame

    IRN PMF01042

    • [FCA CF] Material risk taker (since 9 Oct 2025)
  • Paul Robert Geddes

    IRN PRG01067

    • SMF1 Chief Executive (since 6 Oct 2023)
    • SMF3 Executive Director (since 6 Oct 2023)
    • Responsible for Insurance Distribution (since 6 Oct 2023)
  • Paula Eddery

    IRN PME01020

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF27 Investment Management (24 Aug 2007 to 31 Oct 2007)
    • CF1 Director (1 Feb 2007 to 19 Jun 2009)
    • CF24 Pension Transfer Specialist (23 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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