Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 6 May 2022)
- CF29 Significant management (24 Aug 2017 to 8 Dec 2019)
- CF30 Customer (24 Aug 2017 to 8 Dec 2019)
-
- CF30 Customer (7 Aug 2013 to 1 Aug 2016)
- CF1 Director (7 Aug 2013 to 1 Aug 2016)
-
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF27 Investment Management (24 Aug 2007 to 31 Oct 2007)
- CF1 Director (1 Feb 2007 to 19 Jun 2009)
- CF24 Pension Transfer Specialist (23 May 2005 to 31 Oct 2007)
- CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.