Dart Capital Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Hepburn Deming

  IRN PHD01037

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)
• Phil Fabian

  IRN PXF00185

  • [FCA CF] Significant management (since 6 Feb 2024)
• Philip Baxter

  IRN PDB00003

  • CF1 Director (1 Dec 2001 to 12 Nov 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Nov 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
• Philip Sebastian Muelder

  IRN PSM01097

  • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (31 Aug 2023 to 12 Feb 2025)
• Philippa Jane Hall

  IRN PJH01175

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Feb 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Sep 2024)
  • CF11 Money Laundering Reporting (21 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Feb 2019 to 8 Dec 2019)
• Rebecca Alexandra Colley

  IRN RXC01364

  • CF22 Investment Adviser (Trainee) (18 Oct 2004 to 3 Jun 2005)
  • CF26 Customer Trading (21 May 2002 to 3 Jun 2005)
• Richard Murphy

  IRN RXM02522

  • CF2 Non Executive Director (7 Jan 2015 to 31 Oct 2019)
• Richard William Bryce Whitehead

  IRN RWW01063

  • [FCA CF] Manager of certification employee (19 Jan 2024 to 3 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Sep 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2023)
  • Responsible for Insurance Mediation (5 Jan 2018 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (24 Aug 2007 to 31 Oct 2007)
  • CF3 Chief Executive (1 Feb 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Feb 2007 to 31 Oct 2007)
  • CF1 Director (3 Oct 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Oct 2004 to 31 Oct 2007)
• Robin Geoffrey Rawson Bloor

  IRN RGB00001

  • CF1 Director (17 Jun 2005 to 7 Nov 2007)
• Ross Anders

  IRN RXA01767

  • CF30 Customer (1 Sep 2013 to 18 Jul 2014)

• Heronsgate Capital LLP (no longer appointed)

  FRN 922113 · Appointed 5 Mar 2020 · Until 1 Apr 2021 · Tied agent

• St Andrews Financial Limited (no longer appointed)

  FRN 227058 · Appointed 10 Jul 2007 · Until 16 Jun 2008

No changes recorded yet.