Date authorised
1 April 2013
Companies House
02146006
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Ann Boyle

    IRN SAB01410

    • SMF12 Chair of the Remuneration Committee (since 1 May 2025)
    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (22 Mar 2024 to 30 Apr 2025)
  • Saoirse Blake

    IRN SXB00287

    • CF21 Investment Adviser (13 Oct 2004 to 22 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Oct 2004)
  • Sean Hagerty

    IRN SXH01545

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
    • [FCA CF] Material risk taker (since 1 May 2025)
  • Shelley Parry

    IRN SXP01354

    • CF26 Customer Trading (1 Dec 2001 to 28 Dec 2005)
  • Simon Howard Michael Maynard

    IRN SHM01027

    • [FCA CF] Material risk taker (since 16 Sep 2025)
    • [FCA CF] Significant management (since 16 Sep 2025)
  • Simonetta Rigo

    IRN SXR02665

    • SMF18 Other Overall Responsibility (8 Nov 2023 to 31 Mar 2024)
  • Susan Miller-Jones

    IRN SXM04753

    • SMF18 Other Overall Responsibility (since 23 Jul 2025)
  • Suzanne McDermott

    IRN SXM01640

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Thibault Huysseune

    IRN TXH89332

    • [FCA CF] Material risk taker (since 19 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2025)
  • Thomas Anthony O'Dwyer

    IRN TAO00008

    • CF1 Director (1 Dec 2001 to 8 Dec 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.