Nicholas Samuels

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 8 Aug 2024)
CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)
FRN 473282
- [FCA CF] Client dealing (4 Jan 2024 to 9 Feb 2024)
Dart Capital Limited (no longer approved here)
FRN 137569
- CF30 Customer (19 Jan 2011 to 13 Apr 2012)
Momentum Global Investment Management Limited (no longer approved here)
FRN 232357
- CF30 Customer (22 Feb 2008 to 31 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.