Date authorised
1 April 2013
Companies House
02146006
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Olivia Newton Chesters

    IRN LOT01002

    • CF30 Customer (1 Oct 2014 to 31 Jul 2015)
  • Luke Brooks

    IRN LXB01362

    • [FCA CF] Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (since 23 Dec 2024)
  • Lynn Shirley Diane Flynn

    IRN LSF00003

    • CF30 Customer (26 Nov 2012 to 21 Dec 2012)
  • Marieke Kernet

    IRN MXK00243

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Feb 2024 to 31 Mar 2025)
  • Mark Selsby

    IRN MXS00089

    • CF30 Customer (22 Nov 2018 to 12 Dec 2018)
  • Martin Horton

    IRN MXH01285

    • [FCA CF] Significant management (since 9 Sep 2024)
  • Martin Richard Hodgson

    IRN MXH16931

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (27 Sep 2019 to 8 Dec 2019)
  • Martyn Lawson Bates

    IRN MLB01064

    • CF22 Investment Adviser (Trainee) (10 May 2002 to 6 Oct 2002)
  • Matthew Dymock

    IRN MXD02659

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
    • CF1 Director (20 Jun 2017 to 8 Dec 2019)
  • Matthew Edward Walton Wille

    IRN MEW00006

    • Responsible for Insurance Mediation (16 Mar 2016 to 25 Apr 2017)
    • CF11 Money Laundering Reporting (2 Jul 2007 to 25 Apr 2017)
    • CF10 Compliance Oversight (2 Jul 2007 to 25 Apr 2017)
    • CF1 Director (2 Jul 2007 to 25 Apr 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.