Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Julius Baer International Limited
FRN 139179
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Apr 2020)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
- CF30 Customer (20 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (23 Sep 2015 to 31 Mar 2018)
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- CF30 Customer (10 Sep 2015 to 16 Sep 2015)
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- CF30 Customer (1 Oct 2014 to 31 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.