Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (23 Sep 2015 to 31 Mar 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Sep 2015 to 16 Sep 2015)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF30 Customer (1 Oct 2014 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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