Martyn Lawson Bates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Bates Campbell Ltd

    FRN 522399

    • (2)Employed By (since 29 Apr 2021)
    • (3)Employed By (23 Apr 2010 to 31 Mar 2021)
  • Alexander Bates Campbell Financial Planning Limited

    FRN 817090

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 29 Apr 2021)
    • CF1 Director (AR) (since 29 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (19 May 2014 to 31 Mar 2021)
    • CF1 Director (AR) (19 May 2014 to 31 Mar 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (23 Apr 2010 to 7 Jun 2014)
    • CF1 Director (AR) (23 Apr 2010 to 7 Jun 2014)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (16 Dec 2003 to 8 Jul 2005)
    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 16 Dec 2003)
  • The Trevor Downing Practice LLP (no longer approved here)

    FRN 401788

    • (23)Employed By (16 Dec 2003 to 8 Jul 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (11 Dec 2002 to 3 Jun 2003)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF22 Investment Adviser (Trainee) (10 May 2002 to 6 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Bates Campbell Ltd

  2. controlled function added: (3)Employed By at Alexander Bates Campbell Ltd

  3. controlled function added: (2)Employed By at Alexander Bates Campbell Ltd