Dart Capital Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Louise Sterland

  IRN ELB01020

  • SMF18 Other Overall Responsibility (since 30 Apr 2025)
  • [FCA CF] Manager of certification employee (since 20 Dec 2024)
  • [FCA CF] Material risk taker (20 Aug 2025 to 9 Oct 2025)
• Fraser Allonby

  IRN FXA00015

  • CF21 Investment Adviser (14 Feb 2003 to 13 Oct 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Feb 2003)
• Heath Pienaar

  IRN HXP00314

  • [FCA CF] Significant management (since 19 Sep 2025)
• Hugo Smith

  IRN HNS01005

  • [FCA CF] Material risk taker (since 9 Oct 2025)
  • [FCA CF] Manager of certification employee (since 18 Jun 2024)
• James Baxter

  IRN JXB00021

  • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Jul 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 1 Feb 2007)
  • CF1 Director (1 Dec 2001 to 28 Feb 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2007)
• James Roderick Prynne Hickson

  IRN JRH01165

  • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
  • CF1 Director (AR) (1 Aug 2007 to 16 Jun 2008)
  • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
• Jane Elizabeth Parish

  IRN JEP00009

  • CF30 Customer (21 Jul 2009 to 19 Mar 2010)
• Jeffrey Frank Davis

  IRN JFD00014

  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2006)
• John Orpen

  IRN JXO01440

  • CF2 Non Executive Director (7 Jan 2015 to 31 Oct 2019)
• Jonathan Burch

  IRN JXB00991

  • [FCA CF] Manager of certification employee (since 20 Dec 2024)

• Heronsgate Capital LLP (no longer appointed)

  FRN 922113 · Appointed 5 Mar 2020 · Until 1 Apr 2021 · Tied agent

• St Andrews Financial Limited (no longer appointed)

  FRN 227058 · Appointed 10 Jul 2007 · Until 16 Jun 2008

No changes recorded yet.