Dart Capital Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Mark Nicholls

  IRN JMN00025

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2002)
• Joshua Loftus

  IRN JXL00825

  • [FCA CF] Client dealing (12 Aug 2024 to 31 Oct 2025)
• Katarina Alderson

  IRN KXA33577

  • SMF18 Other Overall Responsibility (since 24 Jun 2025)
• Katherine Barton

  IRN KXB00603

  • [FCA CF] Manager of certification employee (since 23 Dec 2024)
• Katherine Elizabeth Burton

  IRN KEB01058

  • CF30 Customer (13 Jan 2021 to 31 Mar 2021)
• Kathrine Cooper

  IRN KEM01060

  • CF11 Money Laundering Reporting (17 Jul 2017 to 12 Feb 2019)
  • CF10 Compliance Oversight (17 Jul 2017 to 12 Feb 2019)
• Keith Jones

  IRN KXJ01057

  • [FCA CF] Material risk taker (2 May 2025 to 5 Sep 2025)
  • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
  • SMF12 Chair of the Remuneration Committee (8 Nov 2023 to 1 May 2025)
• Kerry Anderson

  IRN KXA01116

  • CF26 Customer Trading (1 Dec 2001 to 22 Apr 2002)
• Kirsty Stone

  IRN KXS06371

  • CF30 Customer (19 Sep 2018 to 3 Sep 2019)
• Kjersti Wiklund

  IRN KXW00311

  • [FCA CF] Material risk taker (since 20 Oct 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)

• Heronsgate Capital LLP (no longer appointed)

  FRN 922113 · Appointed 5 Mar 2020 · Until 1 Apr 2021 · Tied agent

• St Andrews Financial Limited (no longer appointed)

  FRN 227058 · Appointed 10 Jul 2007 · Until 16 Jun 2008

No changes recorded yet.