James Roderick Prynne Hickson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Nov 2021)
    • CF30 Customer (28 May 2008 to 8 Dec 2019)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF1 Director (AR) (1 Aug 2007 to 16 Jun 2008)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • St Andrews Financial Limited (no longer approved here)

    FRN 227058

    • Employed By (15 Nov 2004 to 16 Jun 2008)
  • Stephen Macey (no longer approved here)

    FRN 178866

    • (3)Employed By (11 Jun 2003 to 15 Nov 2004)

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Updates to this individual's record on the FCA register.

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